Act

Securities Act of 1933 Section 18 -- Exemption from State Regulation of Securities Offerings Scope of exemption Except as otherwise provided in this section, no ...

Securities Act of 1933 Section 27A -- Application of Safe Harbor for Forward-Looking Statements Applicability This section shall apply only to a forward-looking statement made ...

Securities Act of 1933 Section 11 -- Civil Liabilities on Account of False Registration Statement Persons possessing cause of action; persons liableIn case any part ...

Securities Act of 1933 Section 2 -- Definitions; Promotion of Efficiency, Competition, and Capital Formation Definitions When used in this title, unless the context otherwise ...

Securities Act of 1933 Section 27 -- Private Securities Litigation Private class actions In general The provisions of this subsection shall apply to each private ...

Securities Act of 1933 Section 3 -- Classes of Securities under this Title Exempted securities. Except as hereinafter expressly provided, the provisions of this title ...

This is the Dodd-Frank provision that supposedly limits the SEC's Enforcement Division to act on an investigation within 180-days of a Wells action. However, the ...

(a) DEFINITIONS.—In this section— (1) the term ‘‘Federal banking agencies’’ means the Office of the Comptroller of the Currency, the Board of Governors of the ...

(a) IN GENERAL.— (1) STANDARD FOR CLEARING.—It shall be unlawful for any person to engage in a security-based swap unless that person submits such security-based ...

(a) Any agreement, contract, or transaction (or class thereof) that is exempted by the Commodity Futures Trading Commission pursuant to section 4(c)(1) of the Commodity ...