Act

(a) REGISTRATION.— (1) IN GENERAL.—No person may operate a facility for the trading or processing of security-based swaps, unless the facility is registered as a ...

(a) REGISTRATION REQUIREMENT.—It shall be unlawful for any person to accept any money, securities, or property (or to extend any credit in lieu of money, ...

(a) SUGGESTION SUBMISSIONS BY COMMISSION EMPLOYEES.— (1) HOTLINE ESTABLISHED.—The Inspector General of the Commission shall establish and maintain a telephone hotline or other electronic means ...

(a) POSITION LIMITS.—As a means reasonably designed to prevent fraud and manipulation, the Commission shall, by rule or regulation, as necessary or appropriate in the ...

(a) INDEPENDENCE OF COMPENSATION COMMITTEES.— (1) LISTING STANDARDS.—The Commission shall, by rule, direct the national securities exchanges and national securities associations to prohibit the listing ...

(a) LISTING STANDARDS.—The Commission shall, by rule, direct the national securities exchanges and national securities associations to prohibit the listing of any security of an ...

(a) REQUIRED REPORTING OF SECURITY-BASED SWAPS NOT ACCEPTED BY ANY CLEARING AGENCY OR DERIVATIVES CLEARING ORGANIZATION.— (1) IN GENERAL.—Each security-based swap that is not accepted ...

(a) SEPARATE RESOLUTION REQUIRED.— (1) IN GENERAL.—Not less frequently than once every 3 years, a proxy or consent or authorization for an annual or other ...

Not later than 180 days after the date of enactment of this subsection [57], the Commission shall issue rules that require an issuer to disclose ...

(a) REGISTRATION PROCEDURES.— (1) APPLICATION FOR REGISTRATION.— (A) IN GENERAL.—A credit rating agency that elects to be treated as a nationally recognized statistical rating organization ...