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(a) Registration of futures commission merchants, introducing brokers, and floor brokers and traders (1) Any person desiring to register as a futures commission merchant, introducing ...
(a) In general Every person registered hereunder as futures commission merchant, introducing broker, floor broker, or floor trader shall make such reports as are required ...
It shall be unlawful for any person falsely to represent such person to be a member of a registered entity or the representative or agent ...
It shall be unlawful for any person to make any contract for the purchase or sale of any commodity for future delivery on or subject ...
(a) Issuance of regulations The Commission shall issue regulations to prohibit the privilege of dual trading in security futures products on each contract market and ...
(1) It shall be unlawful for any person to be associated with a futures commission merchant as a partner, officer, or employee, or to be ...
It is hereby found that the activities of commodity trading advisors and commodity pool operators are affected with a national public interest in that, among ...
(1) It shall be unlawful for any commodity trading advisor or commodity pool operator, unless registered under this chapter, to make use of the mails ...
(1) Any commodity trading advisor or commodity pool operator, or any person who contemplates becoming a commodity trading advisor or commodity pool operator, may register ...
(1) It shall be unlawful for a commodity trading advisor, associated person of a commodity trading advisor, commodity pool operator, or associated person of a ...
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