Act

(a) REGISTRATION.— (1) SECURITY-BASED SWAP DEALERS.—It shall be unlawful for any person to act as a security-based swap dealer unless the person is registered as ...

(a) DEFINITIONS.—In this section the following definitions shall apply: (1) COVERED JUDICIAL OR ADMINISTRATIVE ACTION.—The term ‘‘covered judicial or administrative action’’ means any judicial or ...

(a) IN GENERAL.—Commencing with the issuance by the Tennessee Valley Authority of an annual report on Commission Form 10-K (or any successor thereto) for fiscal ...

(a) FEDERAL NATIONAL MORTGAGE ASSOCIATION AND FEDERAL HOME LOAN MORTGAGE CORPORATION.—No class of equity securities of the Federal National Mortgage Association or the Federal Home ...

(a) ESTABLISHMENT AND PURPOSE.— (1) ESTABLISHMENT.—There is established within the Commission the Investor Advisory Committee (referred to in this section as the ‘‘Committee’’). (2) PURPOSE.—The ...

SEC. 1. This title may be cited as the ‘‘Securities Act of 1933’’. Legislative History May 27, 1933, ch. 38, title I, Sec. 1, 48 ...

(a) REQUIREMENTS ON INTERMEDIARIES.—A person acting as an intermediary in a transaction involving the offer or sale of securities for the account of others pursuant ...

(a) IN GENERAL.—An underwriter, placement agent, initial purchaser, or sponsor, or any affiliate or subsidiary of any such entity, of an asset-backed security (as such ...

(1) The name under which the issuer is doing or intends to do business; (2) the name of the State or other sovereign power under ...

(1) Name of borrowing government or subdivision thereof; (2) specific purposes in detail and the approximate amounts to be devoted to such purposes, so far ...