Act

Section, act Sept. 21, 1922, ch. 369, §5d, as added Pub. L. 106–554, §1(a)(5) [title I, §114], Dec. 21, 2000, 114 Stat. 2763, 2763A–401, related ...

The failure of a registered entity to comply with any provision of this chapter, or any regulation or order of the Commission under this chapter, ...

(a) Any board of trade that is registered with the Securities and Exchange Commission as a national securities exchange, is a national securities association registered ...

(a) Treatment as financial institutions Notwithstanding section 509(3)(B) of the Gramm-Leach-Bliley Act [15 U.S.C. 6809(3)(B)], any futures commission merchant, commodity trading advisor, commodity pool operator, ...

(a) Registration (1) In general No person may operate a facility for the trading or processing of swaps unless the facility is registered as a ...

(a) Any person desiring to be designated or registered as a contract market or derivatives transaction execution facility shall make application to the Commission for ...

(1) Prohibition against manipulation It shall be unlawful for any person, directly or indirectly, to use or employ, or attempt to use or employ, in ...

(1) In determining the amount of the money penalty assessed under section 9 of this title, the Commission shall consider the appropriateness of such penalty ...

(1) Except as provided in paragraph (2), not later than six months after the effective date of rules promulgated by the Federal Trade Commission under ...

The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by ...