Advertising/Marketing

Today opens up the opportunity for private offerings to be advertised with the elimination of the 80-year ban on general solicitation (IA Watch, July 22, ...

It's been nearly five years since the SEC released its TCW no-action letter that permits a balanced display of performance winners and losers in a ...

Buyout shops are mixed on whether they will launch advertising campaigns to reach prospective accredited investors now that the SEC has voted to lift a ...

You have flexibility in how you ascertain that an investor lured by an ad for your private fund fits within the definition of an "accredited ...

Perhaps your reaction to the SEC's final rule permitting general solicitation of private offerings matches that of an official at a Connecticut advisory firm (IA ...

You never know what you'll find in an encyclopedia, especially if it's online. One adviser was floored to discover that the firm had a Wikipedia ...

It's been noted that advisers may stay away from the coming freedom to advertise private offerings because of perceived burdens that a companion proposed rule ...

Ray Lucia built an empire based on his Buckets of Money(R) strategy. He traveled the country like a pied piper, holding seminars, luring in clients, ...

More than 15 months after Congress directed the SEC to pass a rule permitting private offerings to be advertised, the Commission last week acted in ...

These are advertising and media appearance guidelines from a peer at a private equity fund advisory firm.