Advertising/Marketing

Buyout shops are planning to raise their profiles with accredited investors now that the Securities and Exchange Commission voted to lift a decades-old ban against ...

U.S. regulators were poised on Wednesday to lift a longtime ban on advertising for private securities offerings, paving the way for hedge funds, private equity ...

This is a 2013 proposal from the SEC to amend Form D to include more disclosure from private fund issuers. This is tied to the ...

If you seek any more data to attest to the mess that was Stanford Capital Management, look no farther than the case of Jason D'Amato. ...

Max Zavanelli has had his troubles when it comes to advertising the performance of his firm, ZPR Investment Management ($164M in AUM) in Orange City, ...

One call from a TV producer and an analyst, researcher, trader or portfolio manager can't wait to don the makeup and sit under those klieg ...

Two recent “no-action” letters from the SEC bless advisers that use online portals to unite accredited investors with startup funds and business opportunities. Some read ...

A peer shares the authorization form the firm uses to get permission from a client to publish her name.

Click here to open a Word file that is an example of a client authorization form to be included in firm newsletters and its website. ...