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Click here to open a Word file that is an example of a client authorization form to be included in firm newsletters and its website. ...
If you market private funds into the EU, you should know that the new regulatory structure known as the Alternative Investment Fund Managers Directive (AIFM) ...
These advisers were charged with poor compliance P&Ps for not requiring a review of portfolio manager valuations and that were not reasonably designed to ensure ...
There has been a big increase this year in Internet domain names that contain the word "crowdfunding," according to an analysis by state and Canadian ...
Many believe it's only a matter of time before the SEC finalizes its general solicitation proposal, opening up private fund offerings to advertising (IA Watch, ...
All signs point to a relaxation of the ban on general solicitation of private fund offerings as long as sales go to accredited investors. But ...
Attorneys and fund marketers predict that buyout shops, particularly those that market to wealthy investors, will take advantage of a proposed rule allowing them to ...
Its views aren't binding on the SEC but the agency's Investor Advisory Committee agreed to send recommendations to commissioners to toughen investor protections when they ...
Depending on who you believe, the SEC's proposal to permit advertisements for private fund offerings will either result in market chaos that harms investors or ...
You have until October 5th to comment on a new proposed rule from the SEC that would implement Congress's intent in passing the JOBS Act ...
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