Advertising/Marketing

Congress gave the SEC until last week to eliminate the prohibition against general solicitation and general advertising in securities offerings under rule 506 of Reg ...

Know the SEC's advertising and marketing rules, create a social media policy, train staff and dive into the new media with a pilot project.That's among ...

Congress expects that the SEC will produce a JOBS Act inspired rule by July 4th relaxing general solicitation provisions. Only a couple of dozen industry ...

Even if you don't consider your firm an alternative investment house, it could be engaging in some hedging strategies around the edges or holding on ...

It's taken three years but the CFA Institute May 18th approved its guidance statement for alternative investment strategies and structures. Firms that claim GIPS compliance ...

By now you may have heard that President Obama last week signed into law the JOBS Act - which stands for Jumpstart Our Business Startups ...

As Congress looks unlikely to act on a bill to eliminate Reg D's prohibition on advertising a private fund offering, the Managed Funds Association has ...

Here's the scenario: Your marketers want to sit across the table from a group representing institutional investors. Among the materials they're anxious to showcase is ...

A peer shares the firm's policy for social media, email and other e-communications.

You know you must stay away from testimonials or risk the wrath of the SEC but sharing a partial client list - within certain bounds ...