Advertising/Marketing

NFA Compliance Rule 2-29 imposes high standards on Members' and Associates' communications with the public in connection with any of their futures activities.

This Section is intended to allow NFA to maintain close review of promotional material in circumstances where special scrutiny is warranted.

This is a copy of the SEC's no-action letter related to advertising and marketing in response to a request from Jennison Associates.

As a service to its Members and the investing public, NFA offers a program for the review of promotional material prior to its first use. ...

Any Member firm using or directly benefiting from a radio or television advertisement that makes any specific trading recommendation or refers to or describes the ...

The fact that a Member creates a hyperlink from its web site to another web site does not, in and of itself, make the Member ...

This is a copy of the 1998 Franklin no-action letter that relates to quarterly reports to clients.

NFA Compliance Rule 2-29 prohibits the use of promotional material which is misleading or deceptive. The purpose of the rule is to protect the public ...

This 1996 no-action letter helps to define what net-of-fee performance data means. The SEC, in this correspondence, held that it include all transaction costs and ...

Because "up front" fees and charges can have a significant impact on the net opening equity of pools and managed accounts, the above NFA rule ...