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The burgeoning use of artificial intelligence has inspired the CFTC to issue new guidance targeted at all registered entities, including CPOs and CTAs
"As the FSOC annual report highlights, certain large multi-strategy and macro hedge funds are significantly leveraged, receiving the vast majority of their repo financing in ...
While federal regulators and legislators may be perplexed about how to handle AI, many states aren’t standing still on the question
For example, a CPO that used generative AI to update a disclosure document or prepare periodic account statements for a commodity pool would still be ...
FINRA report analyzes potential applications, use cases, challenges, and regulatory considerations for brokerage firms concerning metaverse developments
The industry shares its thoughts about AI with Treasury
'Attempting to regulate any one specific technology over another could unintentionally stifle innovation,' Han warns Treasury Department
SRO reminds about policy prohibiting firms and associated persons from making audio or video recordings of conversations with staff
Your firm may still be grappling with its approach to AI, but you should recognize that some staff may have already wholeheartedly embraced the new ...
While many advisers would rather not see an SEC final rule on artificial intelligence, other governments are grappling with what regulations to put in place ...