AI

FinTech is transforming the securities industry in many ways and FINRA wants to make sure it’s supporting innovation while still protecting investors and market integrity. ...

The wild west of FinTech may have to be corralled before innovations like Blockchain or distributed ledger technology enjoy the widespread use its proponents imagine. ...

The SEC has made “recent and rapid advancements” with its analytic programs that are harnessing the power of big data and these developments are having ...