Best Execution

Crown predominantly recommends and invests advisory clients’ uninvested cash in money market funds for which the Clearing Broker has agreed to pay Crown the highest ...

Gensler has asked SEC staff to make best execution recommendations

Intervest and Carson caused certain advisory clients to invest in Standard Units and Fund Class A shares when otherwise identical, but less expensive, Fee Account ...

"It’s interesting to note that the United Kingdom, Canada, and Australia don’t allow broker-dealers to route retail orders to wholesalers in return for payments .... Again, it’s best ...

"Best execution is a nuanced concept .... Of course, no discussion of best execution in the current market environment can disregard the incentives created by ...

This is Janus Henderson Investors' best execution policy

I believe it’s appropriate to look at ways to freshen up the SEC’s rules to ensure that our equity markets reflect our mission: to maintain ...

Broker-dealers have a legal duty to seek to obtain best execution of customer orders....for several years now I have advocated for the Commission to provide ...

A peer shares the RIA's compliance manual, complete with numerous P&Ps

During the Relevant Cash Sweep Period, even though a money market fund that did not result in revenue sharing payments was always available to it, ...