Business Continuity Planning

SRO has confirmed the value and effectiveness of rule 4730 and will maintain the BCP rule without change

SEC to be remote through Jan. 3, sources say

The SEC has stated that a firm’s compliance P&Ps should cover business continuity plans

Would-be SEC chairman Gary Gensler had a fairly sunny day of it at his Senate confirmation hearing, but there was a brief rumble that, for ...

No need to report home offices as "long as the employees are temporarily teleworking as part of the firm’s business continuity plan due to circumstances ...

A peer shares the firm's extensive business continuity plan and policies. Use this to improve yours

A peer shares 15 tips for responding to a disaster

Feedback sought on impact to firms' operations and business models and the effectiveness of BCPs

By the time you finish reading this story, three more of your fellow humans will have developed Alzheimer’s disease. More than 50 million people around ...

Here's another P&P for returning to work during the pandemic