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Business Continuity Planning
Four compliance officers share their views on coping with the crisis
This list comes courtesy of Joseph Lazzarotti, a principal with Jackson Lewis in Berkeley Heights, N.J.
"We’re built for connections and the only way we can do that now is virtually, and we must”
Consider getting a noise-cancelling headset
Mail “processing is not something that I specifically spelled out in the BCP and it has to be spelled out”
FINRA wants communication on BCPs to be a two-way street
A peer shares the firm's P&Ps for a variety of events covered in its business continuity plan
Unless you happened to be alive in 1918, during the last great global pandemic, all of this is new
There are many services designed to help you stay in touch with your colleagues should COVID-19 keep you separated for a long time
The OCIE request raises the specter of a long stretch of working from home