Business Continuity Planning

IT professionals across the financial services industry are taxed to the max

The SEC has been reaching out to firms to talk about COVID-19

The NFA encourages members to review their BCPs and to include the prospect of a pandemic in their plans

The World Health Organization has described the newly dubbed COVID-19 virus as a “very grave threat”

Employees reacted well, attesting to the training and the firm’s compliance P&Ps

The recent earthquakes in southern California jolted even long-time residents used to a sometimes unsteady ground.   “It was like a rolling motion. It made ...

FINRA is looking to hear from broker-dealers that have had to activate their business continuity plans and whether the implementation of the BCP ultimately proved ...

Deborah Lamb sat parked in her car, waiting her turn in line at a drive-through coffee kiosk when it struck. “I thought my car was ...

When the worst of Hurricane Florence was lashing Wilmington, N.C., Vinton Fountain huddled with his family in the safest part of their house, terrorized by ...

Few parts of the country spar with hurricanes like southeastern Texas. But last year’s Hurricane Harvey slammed Houston and surrounding areas with a rare onslaught, ...