Business Development Companies

This statement updates the Division’s position of January 5, 2021, by extending the expiration date of the staff position from March 31, 2021 to March 31, ...

This rule "will modernize the regulatory framework for funds to reflect the broad ways in which funds’ use of derivatives has developed over past decades, ...

Rule targets business development companies and other closed-end investment companies

The relief has now been extended to "at least" Dec. 31

BDC can acquire an investment adviser

The change is being made to mitigate potential filing delays due to the ongoing impacts of COVID-19

The Commission intends to continue to monitor the situation as it develops

As directed by Congress, we are adopting rules that will allow affected funds to use the securities offering rules that are already available to operating ...

The Commission intends to continue to monitor the current situation

SEC commissioners March 20 approved a new proposal that would streamline the registration process for BDCs and other closed-end investment companies. It also includes two ...