Client Communications

A copy of the government's model privacy notice for financial firms. This one is designed for firms with affiliates in which the client wishes to ...

This is a sample hedge fund subscription agreement courtesy of Thomas Gallagher, a partner at Baker Hostetler in New York.

This is a sample subscription agreement for a private equity fund courtesy of Thomas Gallagher, a partner at Baker Hostetler in New York.

A peer shares its privacy policy statement.

RIAs are under no obligations under the Advisers Act to return a client's forms for these legal actions

You may consider describing your firm's business continuity plan to clients and prospective clients via your website. Alabama gets hit from time to time by ...

The lawyers may debate the fine-print of SEC regulations regarding the delivery of Form ADV, Part 2 but many firms already embrace the idea of ...

Like a parent spending time with her child, an adviser that regularly communicates with clients finds success. Advisers that spend between 30-34 hours each week ...

What a stunning statistic: Over the next 20 years, 10,000 Americans will turn 60 years old every 24 hours.Tod Sawicki, a partner with Alston Bird ...

The need for adequate disclosure ripples through the advisory industry like an unabated stream. The flow doesn't end when you hand off clients to sponsors ...