Commodity Futures Trading Commission (CFTC)

This is a copy of the CFTC's organizational chart published by the agency in 2020

This guidance from the Enforcement Division highlights scenarios of how various efforts by firms to self-report, cooperate or remediate cases can result in lesser penalties

This joint final rule will lower the minimum margin level from 20% to 15% on unhedged futures' position

"Today marks a milestone in the 45-year relationship between the SEC and CFTC as we hold the first joint open meeting to both consider and ...

One new rule means a CFTC-registered CPO could opt for non-registration for one of its pools. But this CPO couldn’t be in the U.S. and ...

This rule lays out a process for derivatives clearing organizations outside the U.S. and satisfy the CFTC's requirements based on several criteria

This final rule permits a non-U.S. CPO to avoid CFTC registration, including basing the exemption on "a pool-by-pool basis" and laying out a safe harbor ...

One director compared the existing Form CPO-PQR with “a Jackson Pollock painting” that badly needed updating

A third historic note came in a case in which elderly clients were allegedly victimized with more than $180 million in losses

This is the newly revised Form CPO-PQR approved by the CFTC