Commodity Futures Trading Commission (CFTC)

(a) A counterparty to a post-enactment pre-effective swap transaction shall: (1) As required by the reporting rules required to be adopted pursuant to Section 2(h)(5)(B) ...

The provisions of this part apply to any swap data repository as defined under Section 1a(48) of the Act which is registered or is required ...

(a) Permitted investments. (1) Subject to the terms and conditions set forth in this section, a futures commission merchant or a derivatives clearing organization may ...

(a) Notice and Disclosure to Customers. (1) Prior to transferring a customer account to another futures commission merchant or introducing broker other than at the ...

Each commodity pool operator registered or required to be registered under the Act must make and keep the following books and records in an accurate, ...

Each commodity trading advisor registered or required to be registered under the Act must make and keep the following books and records in an accurate, ...

(a) Each futures commission merchant offering or engaging in retail forex transactions or who files an application for registration as a futures commission merchant that ...

(a)(1)(i) Each futures commission merchant offering or engaging in retail forex transactions and each retail foreign exchange dealer must maintain adjusted net capital equal to ...

(a) Requirement to maintain and preserve information. (1) Each retail foreign exchange dealer registered with the Commission pursuant to section 2(c)(2)(B)(i)(II)(ff) of the Act shall ...

(a) No person shall be registered as a retail foreign exchange dealer under the Act unless, commencing on the date his application for such registration ...