Commodity Futures Trading Commission (CFTC)

Whenever an exchange suspends, expels or otherwise disciplines, or denies any person access to the exchange, it must make public its findings by disclosing at ...

Transcripts of testimony taken in the course of an investigative proceeding shall be recorded solely by an official reporter or other person or by other ...

Once he has been assigned the case, the Administrative Law Judge shall be responsible for the fair and orderly conduct of a formal decisional proceeding ...

(a) Prior to the execution of each swap transaction that is not submitted for clearing, a swap dealer or major swap participant shall: (1) Notify ...

The swap execution facility shall: (a) Establish and enforce rules or terms and conditions defining, or specifications detailing: (1) Trading procedures to be used in ...

(a) A counterparty to a pre-enactment unexpired swap transaction shall: (1) Report to a registered swap data repository or the Commission by the compliance date ...

As used in this part— (a) Spot month means the futures contract next to expire during that period of time beginning at the close of ...

(a) Positions to be aggregated—(1) Trading control or 10 percent or greater ownership or equity interest. For the purpose of applying the position limits set ...

(a) Time to file. Any party aggrieved by a final decision of the National Futures Association in a member responsibility action may, within thirty days ...

At any time before there has been a final determination by the Commission with respect to any notice of appeal filed in accordance with §9.20, ...