Home Commodity Futures Trading Commission (CFTC)
Commodity Futures Trading Commission (CFTC)
(1) It shall be unlawful for any person to be associated with a futures commission merchant as a partner, officer, or employee, or to be ...
It is hereby found that the activities of commodity trading advisors and commodity pool operators are affected with a national public interest in that, among ...
(1) It shall be unlawful for any commodity trading advisor or commodity pool operator, unless registered under this chapter, to make use of the mails ...
(1) Any commodity trading advisor or commodity pool operator, or any person who contemplates becoming a commodity trading advisor or commodity pool operator, may register ...
(a) The Commission may specify by rules and regulations appropriate standards with respect to training, experience, and such other qualifications as the Commission finds necessary ...
(a) Authority The Commission shall consider issuing rules or orders which— (1) prescribe procedures under which each contract market is to provide for orderly delivery, ...
(a) Required reporting of swaps not accepted by any derivatives clearing organization (1) In general Each swap that is not accepted for clearing by any ...
(a) Registration (1) Swap dealers It shall be unlawful for any person to act as a swap dealer unless the person is registered as a ...
(a) Prohibition (1) In general Except as provided in paragraph (2), it shall be unlawful for any person to enter into any swap that the ...
(a) Applications A board of trade applying to the Commission for designation as a contract market shall submit an application to the Commission that includes ...