Commodity Futures Trading Commission (CFTC)

Section, act Sept. 21, 1922, ch. 369, §5a, as added Pub. L. 106–554, §1(a)(5) [title I, §111], Dec. 21, 2000, 114 Stat. 2763, 2763A–387; amended ...

(a) Registration requirement (1) In general Except as provided in paragraph (2), it shall be unlawful for a derivatives clearing organization, directly or indirectly, to ...

(a) Acceptable business practices under core principles (1) In general Consistent with the purposes of this chapter, the Commission may issue interpretations, or approve interpretations ...

Section, act Sept. 21, 1922, ch. 369, §5d, as added Pub. L. 106–554, §1(a)(5) [title I, §114], Dec. 21, 2000, 114 Stat. 2763, 2763A–401, related ...

The failure of a registered entity to comply with any provision of this chapter, or any regulation or order of the Commission under this chapter, ...

(a) Any board of trade that is registered with the Securities and Exchange Commission as a national securities exchange, is a national securities association registered ...

(a) Registration (1) In general No person may operate a facility for the trading or processing of swaps unless the facility is registered as a ...

(a) Any person desiring to be designated or registered as a contract market or derivatives transaction execution facility shall make application to the Commission for ...

(1) Prohibition against manipulation It shall be unlawful for any person, directly or indirectly, to use or employ, or attempt to use or employ, in ...

(1) In determining the amount of the money penalty assessed under section 9 of this title, the Commission shall consider the appropriateness of such penalty ...