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Commodity Futures Trading Commission (CFTC)
(a) In general No provision of the Commodity Exchange Act [7 U.S.C. 1 et seq.] shall apply to, and the Commodity Futures Trading Commission shall ...
Section, Pub. L. 106–554, §1(a)(5) [title IV, §407], Dec. 21, 2000, 114 Stat. 2763, 2763A–461, related to exclusion of covered swap agreements. Effective Date of ...
(a) Hybrid instruments No hybrid instrument shall be void, voidable, or unenforceable, and no party to a hybrid instrument shall be entitled to rescind, or ...
This case features allegations of misappropriation, solicitation fraud, and issuing false statements in connection with the operation of an unregistered commodity trading pool.
This no-action letter extends until April 30, 2015 the time FCMs can get depository letters confirming that the depositories agree to provide the Director of ...
This reports that the CFTC has gotten a court to order MF Global to pay more than a billion to resolve a notable compliance case.
The Division of Clearing and Risk extended the no-action relief granted in CFTC Letter 14-27 to Eurex Clearing and its U.S. clearing members with regard ...
This case involves the operation of a fraudulent futures and off-exchange foreign currency pool scheme.
Extension of time to furnish the 2014 annual report to the Commission.
This relief expires Dec. 31, 2015.