Commodity Futures Trading Commission (CFTC)

This case involved a Forex commodity pool scheme and the theft of investor funds.

This case against Deutsche Bank Securities also alleges violations of CFTC reporting obligations.

    LCH.Clearnet Limited and LCH.Clearnet LLC December 19, 2014 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT MANAGEMENT Our Ref. No. 20141218162 ...

    ICE Clear Credit LLC December 19, 2014 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT MANAGEMENT Our Ref. No. 201412181554 File ...

    Chicago Mercantile Exchange December 19, 2014 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT MANAGEMENT Our Ref. No. 201412181148 File No. ...

The news keeps getting better for commodity trading advisors. A new CFTC no-action letter builds on recent regulatory developments aiding CTAs. For instance, it extends ...

This letter helps a signal futures firm so it can have more time to file a petition to be exempt from being a derivatives clearing ...

This letter gives on entity, India Ltd., more time to seek a DCO exemption.

Extension of time-limited no-action relief for Korea Exchange, Inc. with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.

Extension of time-limited no-action relief for OTC Clearing Hong Kong Limited with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.