Commodity Futures Trading Commission (CFTC)

The Commission is issuing the Interim Final Rule as a result of the coronavirus disease 2019

The Commission is proposing that non-U.S. CPOs may claim an exemption from registration with respect to its qualifying offshore commodity pools

FINRA and the other SROs are now on the clock to publish their plans for the looming consolidated audit trail requirements after a divided Commission ...

“When the global benchmark contract for oil fluctuates in $50 swings two days in a row, something is broken—very broken”

The list of factors below is intended to provide a framework through which Division staff will evaluate the appropriate penalty to recommend to the Commission

The Commission restores text that had been inadvertently deleted in a prior rulemaking

The Commission proposes to exempt swaps entered into with a central bank, sovereign entity, or international financial institution from the Clearing Requirement

CIM placed orders at different bid and offer prices, but after being unable to fill the orders, Khorrami repeatedly modified the orders until the bid ...

This proposed rule would reduce the amount of reporting required of CPOs on their Form CPO/PQR

The proposal would eliminate the ability to file a Form PF with the SEC to satisfy a CPO’s obligation to file Form CPO-PQR