Commodity Futures Trading Commission (CFTC)

Commissioner Wetjen urges improved transparency for standardizing stress tests, consideration of a requirement for CCP capital contributions to a guarantee fund and ensuring that recovery ...

This fraudster ripped off charitable and university foundations and pension and retirement plans.

Commissioner Bowen urges against the temptation to ratchet back or weaken prior versions of swaps rules.

No-action letter again modifying the terms of previous No-Action Letter 13-22 for treasury affiliates entering into swaps on behalf of non-financial end-user affiliates that could ...

The CFTC has launched a new website aimed at helping investors better protect themselves against financial fraud. The website, www.SmartCheck.CFTC.gov, offers a tool for investors ...

This no-action letter from 2014 gives family offices the ability not to register as commodity trading advisors. The SEC has given certain family offices the ...

DSIO is issuing conditional no-action relief permitting a provisionally registered swap dealer to satisfy certain of its requirements under Rule 3.3 by reporting to, and ...

This fraudster got serious time for a criminal conviction related to his commodities fraud.

This case claims that at least three customers were taken by a defendant who claimed that he was a licensed broker when in reality his ...

CFTC's Division of Market Oversight issues time-limited no-action relief from certain requirements of Part 45 and Part 46 of the Commission's regulations, for Certain Swap ...