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Commodity Futures Trading Commission (CFTC)
A new proposed rule from the CFTC would wipe away the requirement that commodity trading advisors (CTAs) save recordings of swap transactions (IA Watch, Nov. ...
The difficulty of getting a handle on new rules for trading derivatives intensifies when two regulators don’t agree. Take the segregation of margin for ...
CFTC Commission Chris Giancarlo outlines his six principles for financial market regulation.
The CFTC is placing an increased emphasis on the cybersecurity and business continuity disaster recovery planning efforts of the institutions it regulates. “The need to ...
Chairman Massad talks challenges ahead, including the oversight of clearinghouses, cross-border regulations, swaps trading and cybersecurity.
Click here to open a Word file that is an example of a document request letter the National Futures Association (NFA) sends to commodity pool operators (CPOs) ...
This is a proposed rule from the CFTC in 2014 that would eliminate the need for commodity trading advisors (CTAs) to record swaps conversations (IA ...
Commissioner Wetjen suggests six steps the Commission should take to ease concerns about its swaps regulations. These include to amend the agency's no-action letter on ...
This is an extension of a previous no-action letter from the CFTC.
Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1) until ...