Home Commodity Futures Trading Commission (CFTC)
Commodity Futures Trading Commission (CFTC)
DSIO granted no action relief with respect to registration as a CPO for an entity acting as a directed trustee with respect to a commodity ...
These fraudsters allegedly concealed material facts from the NFA regarding a bank account about which the NFA was inquiring and which the defendants had used ...
The Commission boasts of obtaining a record $3.27 billion in monetary sanctions imposed against companies and individuals in FY 2014.
Commissioner Bowen shares her six guiding principles, including that "we have to be focused on how we can identify the next potential crisis while still ...
Chair Massad makes the point that the CFTC has acted on swaps regulations before many other regulators and that "you can’t make substituted compliance determinations ...
Consistent with CFTC Staff Letter 12-37, the Division of Swap Dealer and Intermediary Oversight provided no-action relief from commodity trading advisor registration to family offices ...
His remarks concerns a proposed amendment to Regulation 1.22 (how FCMs handle fund deposits) and Regulation 1.35 (making clear that CTAs do not have to ...
Commissioner Bowen discusses a proposed interpretation on embedded volumetric optionality. "I think the trade option exemption provides a much clearer and cleaner approach to address ...
Commissioner Wetjen takes issue with the seventh factor’s ambiguity for volumetric optionality.
I commend the Commission for today’s action. I am also satisfied that concerns of my staff were addressed so that any change to this deadline ...