Commodity Futures Trading Commission (CFTC)

The Division of Swap Dealer and Intermediary Oversight issued a no action position from compliance with certain requirements of Regulation 1.57(a)(1), such that a guaranteed ...

No-action relief for Victoria University of Wellington, New Zealand, to operate a not-for-profit market for event contracts, and to offer event contracts to U.S. persons.

This fraudster got in trouble, in part, for failing to register as a CTA.

Federal Court Orders California Resident Ryan A. Nassbridges and his California Companies to Pay over $18 Million in Civil Monetary Penalties in a Commodity Pool ...

CFTC Obtains Default Judgment against Texas-Based Financial Robotics, Inc. for Fraudulent Forex Scheme

Federal Court Orders Boston Resident John B. Wilson and His Company, JBW Capital LLC, to Pay a Civil Penalty of More than $2.8 Million for ...

CFTC Revokes Registrations of Abdul Sultan Walji and His Company, Arista LLC, Based on Courtâ's Permanent Injunction Order Prohibiting Them from Committing Further Fraud and ...

A new no-action letter from the CFTC grants blanket relief from registration to CPOs that delegate their investment management authority to another CPO that is ...

Chair Massad talks cross-border harmonization and about the EU not yet recognizing U.S. central clearinghouses.