Commodity Futures Trading Commission (CFTC)

DSIO is issuing an extension of a previous no-action letter providing additional time for futures commission merchants (FCMs) to comply with Commission regulations requiring FCMs ...

This no-action relief from the CFTC in 2014 explains how a delegating CPO can escape the registration requirements in Section 4m(1) of the Commodity Exchange ...

Conditions are set to qualify from the registration relief for delegating CPOs but the relief no longer requires the entity to notify the CFTC.

Chair Massad talks non-deliverable forwards and bitcoins.

Commissioner Wetjen uses the occasion to talk about efforts by the CFTC and European Commission to reach agreement on derivatives regulations.

CFTC Orders Former CBOT Floor Broker Kent Woods to Pay $200,000 Penalty and Charges Introducing Broker Futures International LLC and Chief Operating Officer Amadeo Cerrone ...

The Division of Market Oversight and the Division of Clearing and Risk issued a letter stating that they will not recommend that the Commission take ...

No-action relief for ICE Clear Europe Limited with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...

No-action relief for LCH.Clearnet Limited with regard to Regulations 1.20(g)(4) and 22.5, and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...

CFTC Charges Florida-based Forex Monthly Income Fund, LLC and its Principals Jean Chauvel, Renaud Pierre-Charles, and Employee and Agent Robert Tripode with Forex Pool Fraud ...