Commodity Futures Trading Commission (CFTC)

Address concerns expressed by your regulator posthaste. That universal compliance maxim was driven home by last week's fine levied against J.P. Morgan Securities. The lesson ...

This case concerned mismarking and inflating the value of his position in ethanol futures to conceal his trading losses.

This case concerns the operation of an illegal precious metals scheme.

This correction amends erroneous cross-references found in three sections of the final CFTC rules for FCMs and DCOs.

From at least 2012, the CFTC was notifying J.P. Morgan Securities about errors in its large trader reports, which increased in frequency throughout the year ...

Banks agree to a $105 million settlement and agree to changes in systems and controls.

No action relief to an entity and its affiliates for their failure to register as CPOs of pools holding volume production payment instruments, which issue ...

The Division of Market Oversight (DMO) is issuing a no-action letter that provides additional time for reporting parties to comply with certain reporting requirements of ...

CFTC alleges that Steele solicited at least $1.97 million from at least 24 pool participants to participate in three forex pools.

The Complaint alleged that FXCM violated NFA Compliance Rule 2-36(d) by doing business with an unregistered entity which was required to be registered as a ...