Commodity Futures Trading Commission (CFTC)

Time-Limited No-Action Relief for Members of Designated Contract Markets and Swap Execution Facilities that Are Not Registered with the Commission from the Requirement to Record ...

Federal court orders Fred Jager, Harold E. Martin, Jr. and the Hunter Wise Companies to Pay over $108 Million in Restitution and Penalties. Court Calls ...

Commissioner O'Malia implores that "it is critically important that international regulators come together now to harmonize swap data reporting, exchange trading, and central counterparty (CCP) ...

Federal Court Issues Order Freezing Defendants’ Assets and Prohibiting Destruction of Books and Records.

Last week the CFTC released a new no-action letter that sets out a "streamlined approach" for commodity pool operators to gain a waiver from registration ...

This firm settled for failing to comply with minimum financial requirements for FCMs and RFEDs.

The Division of Swap Dealer and Intermediary Oversight granted no-action relief from the requirement to register as a commodity pool operator to a Delegating CPO ...

The allegations include engaging in illegal, off-exchange transactions in precious metals with retail customers on a leveraged, margined, or financed basis.

RP Martin Accepted over $400,000 for Unlawful Manipulative Assistance to Traders, the CFTC alleges. CFTC Orders RP Martin to Pay a $1.2 Million Civil Monetary ...