Commodity Futures Trading Commission (CFTC)

Action is a result of CFTC’s 2012 sweep against foreign currency firms for failure to register under the 2008 Farm Bill, the Dodd-Frank Act, and ...

No-action relief regarding format of acknowledgment letters and format and content of daily reports for DCO winding down operations in anticipation of vacating its DCO ...

You have to go back more than one year to when we first told you about a new CFTCrule that would require commodity trading advisers ...

The Division of Clearing and Risk and Division of Market Oversight issued a no-action letter providing time-limited and specific relief for designated contract markets from ...

The Commission alleges the firms created false financial and trading records that purported to show that they traded according to a proprietary algorithmic trading system ...

Order includes restitution award and prohibitions against future activity.

The only better news advisers harmed by the failure of MF Global could get than that they and their clients will be made whole is ...

The investment manager of a cash collateralized loan obligation (CLO) transaction requested, and DSIO granted pursuant to Regulation 140.99, a no action position from DSIO ...

Conditional No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Authorities Designated by European Union Member States