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Commodity Futures Trading Commission (CFTC)
An insurance company requested no-action relief from the Division, in order to allow the company to provide reinsurance of pension plans' longevity risks through multi-step ...
California Resident Charles Victoria and his Companies PGS Capital Wealth Management and PGS Capital Credit, Inc., and Florida Resident Frank O. Davies and his Company ...
Last week, the CFTC announced that its legal action against the remnants of MF Global has reached the stage where the bankruptcy trustee will "begin ...
Commissioner O'Malia talks about the importance of technological innovation, the need to ensure that end-users are not caught by CFTC rules and the futurization of ...
Extension of previously issued no-action.
An FCM must maintain adjusted net capital equal to or in excess of the greatest of $1 million, or various other measures, including the “amount ...
O'Malia suggests the CFTC automate its tips and complaints intake function or invest in enhanced market surveillance and risk analytics system.
I have consistently advocated for the protection of end-users from Dodd-Frank’s expansive regulatory reach.1 Similarly, members of Congress have attempted to clarify to the Commission ...
"The Commission must continue to remain open to revisiting certain rules and making adjustments as necessary. For example, the de minimis exception in the swap ...
Customers of MF Global Inc. to Begin Receiving Final Restitution Payments from MF Global to Satisfy More Than $1 Billion in Customer Losses as Ordered ...