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Commodity Futures Trading Commission (CFTC)

The existing framework is largely a historical remnant of an approach that predates cash-settled futures contracts
Settlements with the SEC and CFTC aggregated more than $20 million
The amendments address certain risk management and reporting obligations
You're directed to report “if your cloud service providers have been affected by this attack"
The proposal addresses the cross-border application of the registration thresholds and certain requirements applicable to swap dealers and major swap participants
The CFTC is proposing a rule to prohibit ‘‘post-trade name give-up’’ practices related to trading on swap execution facilities
The revisions would make permanent certain temporary alternative compliance frameworks
On the same day that SEC commissioners narrowly approved cross-border swap rules, the CFTC followed suit
The Commodity Futures Trading Commission (the ‘‘Commission’’) is proposing to amend part 13 of its regulations to eliminate the provisions that set forth the procedure ...
Both final rules codify years’ worth of agency no-action letters and seek to harmonize CFTC rules with the SEC’s
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