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Commodity Futures Trading Commission (CFTC)
Statement of Commissioner Scott O’Malia, Revised Relief from the De Minimis Threshold for Certain...
"This relief is a step in the right direction to address the impact on certain utilities that are special entities that were inadvertently caught up ...
Commissioner O'Malia talks about Dodd-Frank's effects on the commodities market.
This relates to Extension of the Relief with for swaps trading on certain multilateral trading facilities overseen by competent authorities designated by European Union member ...
This gives relief from compliance with certain requirements of regulation 3.3 relating to the CCO annual report.
This relief goes to certain members of a designated contract market (DCM) from the requirement to record oral communications under regulation 1.35(a).
This letter targets utility special entities, which may own or operate electric or natural gas facilities or supply energy.
NFA Compliance Rule 2-10 adopts by reference CFTC Regulation 1.35, which, among other things, imposes on futures commission merchants (FCMs) and introducing brokers (IB) recordkeeping ...
NFA Compliance Rule 2-10 adopts by reference CFTC Regulation 1.35, which, among other things, imposes on futures commission merchants ("FCMs") and retail foreign exchange dealers ...
The CFTC says Scott "directly and by word of mouth, allegedly solicited pool participants located in Texas and solicited at least some pool participants by ...