Commodity Futures Trading Commission (CFTC)

This letter targets utility special entities, which may own or operate electric or natural gas facilities or supply energy.

NFA Compliance Rule 2-10 adopts by reference CFTC Regulation 1.35, which, among other things, imposes on futures commission merchants (FCMs) and introducing brokers (IB) recordkeeping ...

NFA Compliance Rule 2-10 adopts by reference CFTC Regulation 1.35, which, among other things, imposes on futures commission merchants ("FCMs") and retail foreign exchange dealers ...

The CFTC says Scott "directly and by word of mouth, allegedly solicited pool participants located in Texas and solicited at least some pool participants by ...

Commissioner O'Malia supports the cross-divisional data team’s effort to fix our reporting rules and enhance the Commission’s ability to use its data.

The CFTC Complaint charges the Defendants with engaging in illegal, off-exchange financed transactions in precious metals with retail customers.

A former senior commodities analyst with Rice Investment Company, a commodity brokerage firm registered with the CFTC as an Introducing Broker located in Maumee, Ohio, ...

Federal Court Issues Emergency Order Freezing Defendants’ Assets and Protecting Books and Records.

The Division of Swap Dealer and Intermediary Oversight confirmed the availability of Staff Letter 00-10, which provided CPO registration relief to a university's cooperative extension ...

Stropp falsely represented that the statement included all his known assets and that the statement was true, correct, and complete, states the CFTC. He also ...