Commodity Futures Trading Commission (CFTC)

No-action letter providing time-limited no-action relief from the requirements of the trade execution requirement in Commodity Exchange Act (CEA) section 2(h)(8) to Eligible Affiliate Counterparties, ...

Commissioner O'Malia says CFTC spending shouldn't be increased because it duplicates the NFA's work.

This budget asks a strained and exhausted CFTC staff to do the impossible with too little. We work hard here, and have been granted needed ...

The Division of Swap Dealer and Intermediary Oversight (Division) took a CPO registration no-action position with respect to the operation of certain collective trading vehicles ...

The two scams featured one involving fraud while acting as a Commodity Pool Operator (CPO) and the other involving fraud while acting as a Commodity ...

U.S. District Court in Florida Orders Defendants to Pay More than $15.8 Million in CFTC Anti-Fraud Action.

Court orders Defendants to pay nearly $907,600 in equitable relief and a monetary sanction and permanently bars them from the commodities industry.

Commissioner O'Malia doesn't like that the spending plan would provides staff with increases to their compensation and benefits.

The CFTC also Charges Melody Nganthuy Phan with Fraud by an Unregistered Commodity Pool Operator.

This is limited no-action relief.