Commodity Futures Trading Commission (CFTC)

Acting Chair Wetjen talks about the Volcker Rule, stating "CFTC estimates that, under its Volcker regulations, it has authority over more than 100 registered swap ...

The default judgment found that on at least 10 occasions CT Managers issued, or caused to be issued, statements to pool participants that fraudulently inflated ...

This is a 2014 rule from the CFTC related to the Volcker Rule. It's entitled Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, ...

Hampton ordered to pay a $1.5 million penalty and permanently barred from any commodity-related activities. In a related criminal matter, Hampton sentenced to 30 months ...

Many advisers registered as commodity pool operators or trading advisors in the last year. Even those that have exemptions from registering with the CFTC must ...

Commissioner O'Malia discusses technology, swap trade execution, end users, Commission rule 1.35 and more.