Commodity Futures Trading Commission (CFTC)

The CFTC announces the deadline extension for certain compliance requirements for Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants. The new ...

This notice from the CFTC revises the model privacy form under Gramm-Leach-Bliley Act. It would be worth your time to go through this Federal Register ...

This is a final rule adopted by the CFTC that would force commodity trading advisors (CTAs) and others to tape record conversations related to the ...

Another week, another no-action letter from the CFTC as the Dec. 31st deadline for CPO/CTA registration nears (IA Watch, Dec. 10, 2012). This time the ...

A U.S. District Court judge last week sided with the CFTC in allowing its final rule to go forward that will force many advisers to ...

This is the so-called Appendix A, which the CFTC eliminated in new rulemaking in 2012. The elimination meant that some fund of funds advisers may ...

A peer shares this tool, which is a questionnaire designed to be sent to subadvisers to discover the extent of investments in commodities and other ...

With two recent no-action letters, the CFTC has made the holiday season for advisers to family offices and fund of funds. But these advisers have ...

With a December 31st deadline bearing down to register as a commodity pool operator or commodity trading advisor and unanswered questions for fund of funds ...

Many believe it's only a matter of time before the SEC finalizes its general solicitation proposal, opening up private fund offerings to advertising (IA Watch, ...