Commodity Futures Trading Commission (CFTC)

      Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 LCH.Clearnet Limited September 27, 2012 RESPONSE OF THE OFFICE OF CHIEF ...

      Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 Chicago Mercantile Exchange September 27, 2012 RESPONSE OF THE OFFICE OF ...

      Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 ICE Clear Credit LLC September 27, 2012 RESPONSE OF THE OFFICE ...

This is a final rule from the CFTC in 2012 entitled Documentation Requirements for Swap Dealers and Major Swap Participants.

Those of you heading toward CFTC registration (IA Watch, Aug. 27, 2012) as a commodity pool operator or commodity trading advisor should know the agency ...

This is a final rule from the CFTC released in September 2012 entitled Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From ...

This is a 2012 order from the CFTC dealing with the availability of a Legal Entity Identifier for the CFTC's swap data reporting requirements.

This final rule from the CFTC served to bring some of its regulations in line with Dodd-Frank reforms.

Time ran out in our recent webinar on CFTC registration before we could answer all the questions received (IA Watch, Aug. 20, 2012), so we're ...

Here is a visual presentation of what types of products are considered to be swaps, security-based swaps and those deemed to be outside the CFTC ...