Commodity Futures Trading Commission (CFTC)

This is a final rule from the CFTC in 2012 entitled Documentation Requirements for Swap Dealers and Major Swap Participants.

Those of you heading toward CFTC registration (IA Watch, Aug. 27, 2012) as a commodity pool operator or commodity trading advisor should know the agency ...

This is a final rule from the CFTC released in September 2012 entitled Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From ...

This is a 2012 order from the CFTC dealing with the availability of a Legal Entity Identifier for the CFTC's swap data reporting requirements.

This final rule from the CFTC served to bring some of its regulations in line with Dodd-Frank reforms.

Time ran out in our recent webinar on CFTC registration before we could answer all the questions received (IA Watch, Aug. 20, 2012), so we're ...

Here is a visual presentation of what types of products are considered to be swaps, security-based swaps and those deemed to be outside the CFTC ...

We promised they were coming and last week the CFTC complied (IA Watch, Aug. 13, 2012). It released frequently asked questions with answers designed to ...

The National Futures Association is being asked to waive the registration requirement to pass a securities exam for those associated persons who are involved in ...

This is a list of frequently asked questions released by the CFTC in August 2012 to help advisers decide whether they must register as commodity ...