Commodity Futures Trading Commission (CFTC)

This is the form the CFTC devised to satisfy its 2012 rule for pool quarterly reporting by commodity pool operators. It's technically called CFTC Form ...

This CFTC final rule from 2012 puts in place regulations imposing requirements on futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) regarding the treatment ...

This is a minor correction to the CFTC's swap rules.

This final rule puts in place the Dodd-Frank reforms that included the registration of swap dealers and major swap participants.

This is a final rule from the CFTC, issued in December 2011, that includes Dodd-Frank reforms related to the segregation of customer accounts that involve ...

The SEC's not alone with a large trader rule (IA Watch, 11/21/11). The CFTC's rule affects those with physical commodity swaps. Last week the CFTC ...

This is a 2011 final and interim rule from the CFTC that sets position limits for 28 exempt and agricultural commodity futures and options contracts ...

This is the CFTC's large trader reporting rule from 2011. It affects physical commodity swaps.

    Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 ICE Clear Credit LLC July 29, 2011 RESPONSE OF THE OFFICE OF ...

    Investment Company Act of 1940 — Section 17(f) LCH Clearnet Limited July 29, 2011 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...