Commodity Futures Trading Commission (CFTC)

The Commission adopted new data collections for CPOs and CTAs that are consistent with a data collection required under the Dodd- Frank for entities registered ...

Talk of this move has bubbled for years and now the SEC - along with the CFTC - are proposing the authority to essentially enforce ...

Turns out the process to register as a commodity pool operator or commodity trading advisor with the CFTC differs greatly from the SEC's process. For ...

These rules prescribe external business conduct standards for swap dealers and major swap participants.

Last week the Commodity Futures Trading Commission unveiled a final rule and a proposed rule, that could force certain advisers to register as commodity pool ...

This is a proposed rule from the CFTC released in February 2012 to attempt to harmonize its rules with the SEC so as to make ...

This are final rules released by the CFTC in February 2012 governing data collection rules for commodity pool operators and commodity trading advisers. This amending ...

This is the form the CFTC devised to satisfy its 2012 rule for pool quarterly reporting by commodity pool operators. It's technically called CFTC Form ...

This CFTC final rule from 2012 puts in place regulations imposing requirements on futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) regarding the treatment ...

This is a minor correction to the CFTC's swap rules.