Commodity Futures Trading Commission (CFTC)

    Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 Chicago Mercantile Exchange July 29, 2011 p>RESPONSE OF THE OFFICE OF CHIEF ...

    Investment Company Act of 1940 — Section 17(f) Chicago Mercantile Exchange – II July 29, 2011 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...

This final rule from the CFTC establishes a framework for the submission of new products, rules, and rule amendments by designated contract markets (DCMs), derivatives ...

This final rule codifies relief from certain disclosure, reporting, and recordkeeping requirements that Commission staff previously had issued to these CPOs on a case-by-case basis.

A little known provision within the Dodd-Frank reforms is causing advisers to pooled investment vehicles to question whether they'll be able to freely engage in ...

This is another Dodd-Frank inspired proposed rule from the SEC in 2011. This one, proposed jointly with the CFTC and other regulators, regarding the definitions ...

The comments are in to the CFTC about its new proposed rule to eliminate the so-called "4.5 and 4.13 exemptions" that could force many hedge ...

    Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 Chicago Mercantile Exchange March 24, 2011 RESPONSE OF THE OFFICE OF CHIEF ...

You have until April 12th to tell the CFTC what you think of its new proposal to eliminate exemptions that have kept many hedge funds ...

Some firms that are considered the highest frequency traders have received subpoenas for data designed to help regulators understand the cause of the May 6 ...