Commodity Futures Trading Commission (CFTC)

This is the CFTC's large trader reporting rule from 2011. It affects physical commodity swaps.

    Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 ICE Clear Credit LLC July 29, 2011 RESPONSE OF THE OFFICE OF ...

    Investment Company Act of 1940 — Section 17(f) LCH Clearnet Limited July 29, 2011 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...

    Investment Company Act of 1940 — Section 17(f) and Rule 17f-6 Chicago Mercantile Exchange July 29, 2011 p>RESPONSE OF THE OFFICE OF CHIEF ...

    Investment Company Act of 1940 — Section 17(f) Chicago Mercantile Exchange – II July 29, 2011 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...

This final rule from the CFTC establishes a framework for the submission of new products, rules, and rule amendments by designated contract markets (DCMs), derivatives ...

This final rule codifies relief from certain disclosure, reporting, and recordkeeping requirements that Commission staff previously had issued to these CPOs on a case-by-case basis.

A little known provision within the Dodd-Frank reforms is causing advisers to pooled investment vehicles to question whether they'll be able to freely engage in ...

This is another Dodd-Frank inspired proposed rule from the SEC in 2011. This one, proposed jointly with the CFTC and other regulators, regarding the definitions ...

The comments are in to the CFTC about its new proposed rule to eliminate the so-called "4.5 and 4.13 exemptions" that could force many hedge ...