Commodity Futures Trading Commission (CFTC)

Trunz spoofed thousands of trades while employed at two New York banks

A deceptive scheme that attempted to manipulate precious metals futures' prices

At least one broker made false statements to CFTC staff during the investigation

The CEO of a purported CPO/CTA met his future CCO in the same spot where the fraudster lured many of his investors: church.   The ...

PCI failed to disclose the cyber breach to its customers in a timely manner

Marconato made false statements to the NFA by denying the existence of his commodity pool

Jousef claimed “live” trades but never executed any

For nearly three years, Merrill Lynch failed to produce reliable audit trail data requested by Enforcement

Defendants fraudulently solicited and stole money from at least 30 individuals

RELEASE Number 8002-19 September 9, 2019 CFTC Orders Registrant to Pay $1.25 Million for Fraud, Unauthorized Trading, and Violating Speculative Position Limits in Live Cattle ...