Commodity Futures Trading Commission (CFTC)

Based on Eris Clearing’s representations, it is the Division’s understanding that Eris Clearing would not need to perform monthly stress testing, because it would ensure ...

RELEASE Number 7954-19 July 1, 2019 CFTC Grants DCO Registration to Eris Clearing, LLC Washington, DC —The Commodity Futures Trading Commission (CFTC or Commission) announced ...

RELEASE Number 7953-19 July 1, 2019 CFTC Announces $2 Million Award to Joint Whistleblowers Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today ...

Addressing concerns stemming from “opportunistic strategies” in the credit derivatives markets has been identified as a top priority of the chairmen of the SEC and ...

Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts June 27, 2019 Washington, DC – Commodity Futures Trading Commission Chairman J. Christopher Giancarlo and Securities and ...

No-Action relief granted to registered floor traders from compliance with certain conditions in paragraph (6)(iv) of the "swap dealer" definition in CFTC regulation 1.3.

RELEASE Number 7948-19 June 27, 2019 Commodity Pool and its President Ordered to Pay $1.2 Million, Banned from Markets for Futures Fraud Washington, DC – ...

The Commodity Futures Trading Commission (Commission) is proposing amendments to certain provisions of its regulations governing the offer and sale of foreign futures and options ...

The Order specifically finds that during the period from at least 2008 through 2014 certain traders at MLCI (Traders) placed orders to buy and sell ...

”The continued pursuit of various opportunistic strategies in the credit derivatives markets, including but not limited to those that have been referred to as ‘manufactured ...