Commodity Futures Trading Commission (CFTC)

It’s equally hard to create a regulatory environment that supports that type of continued innovation. Let us not take the easy road, but the ...

hat is, in large part, why we are here today – to rededicate ourselves, across industry segments, and with academia and financial intermediaries to engage ...

At the end of the day, markets exist to serve the need of end users - American families, corporates, municipalities and others. These users are ...

No-action relief granted to ensure the continued availability, following Brexit, of regulatory relief under certain existing CFTC comparability determinations and exemption orders originally issued by ...

This staff letter ensures that existing regulatory relief provided by DSIO, DMO, and DCR pursuant to certain existing staff letters affecting EU entities continues to ...

Europe and the United States must continue to show the world that we can work together. Europe invented entrepreneurship, and America embraced it. ...

No-action relief granted to an entity for its branch from registration as an IB pursuant to CEA Section 4d(g) to provide sufficient time for the ...

the court found that the defendants fraudulently solicited and accepted funds from customers for the purported purpose of trading forex. Further, the court found ...

Federal Court Finds Former Precious Metals CEO Robert Escobio in Contempt of Court for Failure to Pay Restitution to Defrauded Customers

The Commodity Futures Trading Commission (“Commission” or “CFTC”) is amending its regulations governing the minimum standards for a self regulatory organization’s (“SRO”) financial surveillance examination ...