Commodity Futures Trading Commission (CFTC)

The CFTC seeks comments on the adoption of certain risk management programs, including the governance and structure of such programs, the enumerated risks these programs must ...

The CFTC adopts rules to require derivatives clearing organizations (DCOs) to establish and consult with one or more risk management committees comprised of clearing members ...

This request for comment seeks to better inform the staff’s understanding of these issues and seeks input on possible mitigating measures

'The American public inevitably get hurt,' Gensler says

"Goldman failed to communicate in a fair and balanced manner based on principles of fair dealing and good faith"

It’s unusual for the CFTC to revoke a large firm’s registration, especially for violations of regulatory laws overseen by another regulator

The CFTC has decreed a new system that would require a unique product identifier and product classification for swap recordkeeping and reporting. The new order ...

Fines were adjusted in 2023

One case the Commission highlighted involved a hedge fund and its CFO charged with providing false or misleading information to swap counterparties of a private ...

'Many crypto-asset activities lack basic risk controls,' report claims