Commodity Futures Trading Commission (CFTC)

These final rules would not preclude SEFs from deploying error trade rules and procedures which consider whether a transaction cancellation or price adjustment will adversely ...

The CFTC to stress that it “expects a compliance function to serve as a meaningful check: to ensure proper systems are in place to detect ...

"The Commission believes that the final rules make the overall regulatory framework for cleared swaps less complex, codify longstanding practice, and are narrowly tailored to ...

The CFTC is amending its regulations to improve the accuracy of data reported to, and maintained by, swap data repositories, and to provide enhanced and ...

The amendments, among other things, address certain issues related to reporting post-priced swaps and disseminating swaps associated with prime brokerage arrangements. In addition, the Commission ...

The amendments, among other things, streamline the requirements for reporting new swaps, define and adopt swap data elements that harmonize with international technical guidance, and reduce ...

The required margin for each long or short position in a security future shall be fifteen (15) percent of the current market value of such ...

This final rule relates to the execution of package transactions on swap execution facilities (“SEFs”) and the resolution of error trades on SEFs.

After seven years, the CFTC is changing Form CPO-PQR because it doesn't use all of the data the form requires CPOs to submit

This final rule extends the compliance date for the CFTC's margin rule for smaller swap holders to 2021, and also moves the margin rule's final ...