Conflicts of Interest

Think about 'consent mechanisms,' expert urges

Firm was late in disclosing conflicts, SEC claims

RTW failed to disclose conflicts of interest, made statements that omitted material facts, and failed to adopt reasonably designed written policies and procedures regarding RTW ...

'Being reactive is no longer an option'

Private equity continuation funds should “maximize value” for the fund’s existing limited partners and LPs who roll into a continuation fund “should be no worse ...

As dollars shrink, fraud risks come in three waves, experts warn

Explosive growth has caused friction between advisers, investors

Compliance's 'one-way ratchet' may mean fewer, bigger firms

Firms caught in 'double whammy'

How to make sense of the new rules